Gaurav Saigal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurav Saigal ( ), a licensed former licensee with CE reference APQ799. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2020-07-06 | 2022-06-07 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2020-07-06 | 2022-06-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-08-20 | 2022-06-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-08-20 | 2020-07-06 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-08-20 | 2020-07-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-25 | 2018-05-11 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-25 | 2018-05-11 |