Ka Yu Chan
陳嘉瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yu Chan (陳嘉瑜), a licensed former licensee with CE reference APQ350. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-20 | 2019-03-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-14 | 2015-12-25 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-14 | 2015-12-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-15 | 2013-04-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-26 | 2013-04-10 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-29 | 2009-05-19 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-02 | 2009-05-19 |