Christopher Guantin Shen
沈冠廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Guantin Shen (沈冠廷), a licensed former licensee with CE reference APQ272. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-05 | 2011-12-02 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-05 | 2011-12-02 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-10 | 2011-12-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-09-17 | 2009-10-24 |