James Edward Churchill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Churchill ( ), a licensed former licensee with CE reference APO559. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-09 | 2017-07-05 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-09 | 2017-07-05 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-01-03 | 2014-03-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-01-03 | 2014-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2011-11-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-05 | 2011-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-09-05 | 2011-11-16 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-05 | 2010-08-20 |