Yichun Song
宋以淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichun Song (宋以淳), a licensed former licensee with CE reference APO136. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-07-30 | 2015-04-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-30 | 2015-04-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2013-07-30 | 2015-04-15 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2012-04-11 | 2013-06-21 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2012-04-11 | 2013-06-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-11-30 | 2009-10-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-11-07 | 2009-10-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-11-07 | 2009-10-19 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2007-08-30 | 2007-10-06 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2007-08-30 | 2007-10-06 |