Yu-Ming Wang
王裕閔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Ming Wang (王裕閔), a licensed former licensee with CE reference APL801. This person has 12.0 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-18 | 2020-09-30 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-08-18 | 2020-09-30 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2020-08-18 | 2020-09-30 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-18 | 2020-08-18 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-18 | 2020-08-18 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-06-18 | 2020-08-18 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2013-03-19 | 2020-01-24 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2013-03-05 | 2020-01-24 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 9 - Asset management | 2013-03-05 | 2020-01-24 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-08 | 2013-03-05 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2013-02-08 | 2013-03-05 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-18 | 2013-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-11-18 | 2013-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-11-18 | 2013-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-11-18 | 2013-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-24 | 2010-11-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-24 | 2010-11-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-06-24 | 2010-03-26 |
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2008-10-16 | 2009-02-27 |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2008-10-16 | 2009-02-27 |
| Wells Fargo Securities Asia Limited | RO | Type 9 - Asset management | 2008-04-25 | 2009-02-27 |
| Wachovia Advisors International Limited | RO | Type 4 - Advising on securities | 2007-12-17 | 2009-02-27 |
| Wachovia Advisors International Limited | RO | Type 9 - Asset management | 2007-12-17 | 2009-02-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu-Ming Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.