Lisa Ping Ping Wei
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Ping Ping Wei ( ), a licensed former licensee with CE reference APL282. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-07 | 2014-04-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-05-20 | 2014-04-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-17 | 2010-03-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-17 | 2010-03-10 |