David Andrew Mullard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Mullard ( ), a licensed former licensee with CE reference APK729. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elements Advisors Limited 圓正投資顧問有限公司 |
RO | Type 9 — Asset management | 2010-06-28 | 2010-07-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-04 | 2009-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-08-16 | 2009-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2007-08-16 | 2009-02-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-16 | 2009-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2007-08-16 | 2009-02-20 |