David Andrew Mullard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Mullard, a licensed former licensee with CE reference APK729. This person has 2.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elements Advisors Limited 圓正投資顧問有限公司 |
RO | Type 9 - Asset management | 2010-06-28 | 2010-07-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-04 | 2009-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-08-16 | 2009-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2007-08-16 | 2009-02-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-08-16 | 2009-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2007-08-16 | 2009-02-20 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as David Andrew Mullard during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Robert James de Courcy Hughes | Elements Advisors Limited | 2010 |
| Heide Rose-Maria Heiden-Blunt | Elements Advisors Limited | 2010 |