Mark Grant Stimson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Grant Stimson ( ), a licensed former licensee with CE reference APK595. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2019-04-01 | 2025-02-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2019-04-01 | 2025-02-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2019-04-01 | 2025-02-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-16 | 2008-06-13 |