Arun Madhavaraya Pai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arun Madhavaraya Pai ( ), a licensed former licensee with CE reference APK590. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-20 | 2020-02-29 |
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 |
Rep | Type 9 — Asset management | 2017-02-20 | 2020-02-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-16 | 2007-09-24 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-16 | 2007-09-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-16 | 2007-09-24 |