Roland Tung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Tung ( ), a licensed former licensee with CE reference APJ673. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-08-09 | 2009-05-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2007-08-09 | 2009-05-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-09 | 2009-05-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-08-09 | 2009-05-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2007-08-09 | 2009-05-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2007-08-09 | 2009-05-08 |