Vijay Thomas Jacob
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vijay Thomas Jacob ( ), a licensed former licensee with CE reference AUV355. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NewQuest Capital Advisors (HK) Limited | Rep | Type 9 — Asset management | 2012-03-08 | 2018-06-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-03-08 | 2011-04-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-03-08 | 2011-04-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-03-08 | 2011-04-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-03-08 | 2011-04-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-08 | 2011-04-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-08 | 2011-04-21 |