Kalpesh Dilip Doshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kalpesh Dilip Doshi ( ), a licensed former licensee with CE reference APJ312. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-01-30 | 2013-04-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-18 | 2013-04-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-18 | 2013-04-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-08-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-08-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-06 | 2008-08-13 |