Jonathan Mark Windham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Mark Windham ( ), a licensed former licensee with CE reference APJ231. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-03-06 | 2025-03-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-18 | 2015-05-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-31 | 2010-07-09 |