Georgia Stephanie Stevens Neruda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Georgia Stephanie Stevens Neruda ( ), a licensed former licensee with CE reference APH426. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-30 | 2012-06-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-30 | 2012-06-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-09-14 | 2012-06-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-11 | 2012-06-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-08-01 | 2009-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-08-01 | 2009-01-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-08-01 | 2009-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-08-01 | 2009-01-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-01 | 2009-01-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-01 | 2009-01-09 |