Georgia Stephanie Stevens Neruda

CE No. APH426 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Georgia Stephanie Stevens Neruda (), a licensed former licensee with CE reference APH426. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 - Dealing in securities 2011-12-30 2012-06-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2011-12-30 2012-06-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2010-09-14 2012-06-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2010-06-11 2012-06-22
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2007-08-01 2009-01-09
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2007-08-01 2009-01-09
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2007-08-01 2009-01-09
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2007-08-01 2009-01-09
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2007-08-01 2009-01-09
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2007-08-01 2009-01-09

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