Xingguang Wang
王星光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xingguang Wang (王星光), a licensed former licensee with CE reference APG501. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-16 | 2013-03-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-16 | 2013-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-07-16 | 2009-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-07-16 | 2009-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-07-16 | 2009-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-07-16 | 2009-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-16 | 2009-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-16 | 2009-02-09 |