Yi (SFC:APG474) Chan
朱繹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:APG474) Chan (朱繹), CE reference APG474. Currently licensed at 1 firm(s): ICBC International Securities Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-18 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-18 | present |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-18 | 2021-04-15 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-17 | 2018-08-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2017-02-17 | 2018-08-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-17 | 2018-08-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2017-02-17 | 2018-08-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-02-17 | 2018-08-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2017-02-17 | 2018-08-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2017-01-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-13 | 2017-01-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-18 | 2014-04-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-18 | 2014-04-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-06-18 | 2014-04-27 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | 2008-04-18 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-10 | 2008-04-18 |