Lok Hang Li
李洛衡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Hang Li (李洛衡), a licensed former licensee with CE reference APF782. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-06-21 | 2021-09-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-07-13 | 2009-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2007-07-13 | 2009-08-01 |