Peter John Hale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter John Hale ( ), a licensed former licensee with CE reference APF683. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-21 | 2023-12-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-21 | 2023-12-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-07-06 | 2009-02-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-07-06 | 2009-02-17 |