Christopher Reid Manning
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Reid Manning ( ), a licensed former licensee with CE reference APD925. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RO | Type 1 — Dealing in securities | 2008-03-13 | 2009-03-31 |
| Neuberger Berman Asia Limited | RO | Type 4 — Advising on securities | 2008-03-13 | 2009-03-31 |
| Neuberger Berman Asia Limited | RO | Type 9 — Asset management | 2008-03-13 | 2009-03-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-28 | 2008-03-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-28 | 2008-03-13 |