Xin (SFC:APD062) Wang
王欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:APD062) Wang (王欣), a licensed former licensee with CE reference APD062. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-17 | 2023-05-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-01-17 | 2023-05-04 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-05-31 | 2019-10-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-19 | 2010-06-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-19 | 2010-06-29 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2008-09-19 | 2010-06-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-07-03 | 2008-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-07-03 | 2008-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-07-03 | 2008-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-07-03 | 2008-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-03 | 2008-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-03 | 2008-08-08 |