Simon Siu Man Wong
黃紹文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Siu Man Wong (黃紹文), CE reference APC513. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-04-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 — Asset management | 2023-04-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-26 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-31 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-31 | 2023-04-27 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-07-31 | 2023-04-27 |