Yuen Yee (SFC:APB469) Wong
王阮儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee (SFC:APB469) Wong (王阮儀), CE reference APB469. Currently licensed at 1 firm(s): Yue Xiu Securities Company Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-11-07 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-12 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-12 | 2024-07-26 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-16 | 2018-05-23 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-16 | 2018-05-23 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-23 | 2017-09-30 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-06 | 2017-09-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-08 | 2017-09-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-08 | 2017-09-30 |