Francis Chien Thuan Tay
鄭振傳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Chien Thuan Tay (鄭振傳), a licensed former licensee with CE reference APB099. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-22 | 2018-08-08 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2017-02-22 | 2018-08-08 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2017-02-22 | 2018-08-08 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-12 | 2017-02-22 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-12 | 2017-02-22 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-12 | 2017-02-22 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-07 | 2016-10-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-07 | 2016-10-12 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-05 | 2014-04-30 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-05 | 2014-04-30 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2013-08-05 | 2014-04-30 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-14 | 2013-08-05 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-14 | 2013-08-05 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-14 | 2013-08-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2010-09-24 | 2011-12-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2010-09-24 | 2011-12-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-05 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-05 | 2008-11-20 |