Hoi Lam Lau
劉凱琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Lam Lau (劉凱琳), a licensed former licensee with CE reference APA026. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-26 | 2014-02-10 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-17 | 2014-02-10 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-31 | 2010-07-13 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-31 | 2010-07-13 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-04 | 2010-02-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-30 | 2007-08-08 |