Elsie Hiu Yee Lee
李曉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elsie Hiu Yee Lee (李曉怡), a licensed former licensee with CE reference AOY968. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-05 | 2012-06-01 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-29 | 2007-07-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-29 | 2007-07-13 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-29 | 2007-07-13 |