Karen Yen Ching Lee
李燕菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Yen Ching Lee (李燕菁), a licensed former licensee with CE reference AOY393. This person has 4.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ortus Capital Management Limited 泓策投資管理有限公司 |
Rep | Type 9 - Asset management | 2013-01-29 | 2014-01-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2012-04-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-06-21 | 2012-04-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-06-21 | 2012-04-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-21 | 2012-04-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-21 | 2009-03-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-21 | 2009-03-27 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Yen Ching Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.