Sau Him Ng
吳秀謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Him Ng (吳秀謙), a licensed former licensee with CE reference AOY330. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-30 | 2024-11-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-25 | 2008-06-03 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-25 | 2008-06-03 |