Ran (SFC:AOX844) Li
厲冉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ran (SFC:AOX844) Li (厲冉), CE reference AOX844. Currently licensed at 1 firm(s): L&R Capital Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| L&R Capital Limited 析理資本有限公司 |
RO | Type 4 — Advising on securities | 2018-01-19 | present |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 9 — Asset management | 2018-01-19 | present |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-08 | 2018-01-19 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 9 — Asset management | 2017-11-08 | 2018-01-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-12 | 2017-06-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-12 | 2017-06-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-06-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2009-06-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-22 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-22 | 2008-09-29 |