Leonard Carter Burns

CE No. AOX199 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leonard Carter Burns (), a licensed former licensee with CE reference AOX199. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2017-03-17 2024-07-25
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2016-10-14 2016-10-21
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2014-03-04 2014-03-05
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2011-03-14 2011-06-14
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2011-03-14 2011-06-14
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2007-05-29 2011-02-22
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2007-05-29 2011-02-22

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