Leonard Carter Burns
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leonard Carter Burns ( ), a licensed former licensee with CE reference AOX199. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-17 | 2024-07-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-14 | 2016-10-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-04 | 2014-03-05 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-03-14 | 2011-06-14 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-14 | 2011-06-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-05-29 | 2011-02-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-29 | 2011-02-22 |