Lai Shan Sera Li
李麗珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Shan Sera Li (李麗珊), a licensed former licensee with CE reference AOW922. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-19 | 2021-04-30 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-09 | 2013-10-17 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-09 | 2013-10-17 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-04 | 2009-01-14 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-04 | 2009-01-14 |