Ka Chun (SFC:AOW804) Lam
林家駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun (SFC:AOW804) Lam (林家駿), a licensed former licensee with CE reference AOW804. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-04 | 2019-09-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-04 | 2019-09-01 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-04 | 2019-09-01 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-07 | 2013-11-04 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-03-07 | 2013-11-04 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-13 | 2011-01-17 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-04-13 | 2011-01-17 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-07 | 2008-07-29 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-07 | 2008-07-29 |