Ka Shui Yang
楊家萃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shui Yang (楊家萃), a licensed former licensee with CE reference AOW796. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-06-23 | 2012-01-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-18 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-31 | 2009-04-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-05-31 | 2009-04-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-31 | 2009-04-14 |