Tin Yau (SFC:AOV374) Ng
吳天祐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Yau (SFC:AOV374) Ng (吳天祐), a licensed former licensee with CE reference AOV374. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-04 | 2018-06-29 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-08 | 2010-04-27 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-03 | 2009-03-09 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-18 | 2007-11-18 |