Yuen Yee Lai
黎婉兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee Lai (黎婉兒), a licensed former licensee with CE reference AOV189. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-26 | 2023-01-01 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-26 | 2023-01-01 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-07 | 2016-09-23 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2012-05-11 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-10 | 2012-05-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-04 | 2009-09-02 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2009-04-24 | 2009-09-02 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2007-12-19 | 2009-09-02 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2007-11-29 | 2009-09-02 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-27 | 2007-10-23 |