Ronald J Moser Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald J Moser Jr ( ), a licensed former licensee with CE reference AOU908. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-15 | 2016-06-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-04-30 | 2016-06-01 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-04-30 | 2016-06-01 |