Gregoire Adrien Clement Thomas

CE No. AOU407 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregoire Adrien Clement Thomas, CE reference AOU407. Currently licensed at 1 firm(s): Jain Global (Hong Kong) Limited. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Jain Global (Hong Kong) Limited Rep Type 9 — Asset management 2025-08-18 present
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2018-04-11 2019-08-31
Merrill Lynch Far East Limited RO Type 1 — Dealing in securities 2017-11-30 2019-08-31
Merrill Lynch Far East Limited RO Type 2 — Dealing in futures contracts 2017-11-30 2019-08-31
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2017-07-12 2017-11-30
Merrill Lynch Far East Limited Rep Type 2 — Dealing in futures contracts 2017-07-12 2017-11-30
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 1 — Dealing in securities 2011-04-08 2017-03-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 2 — Dealing in futures contracts 2011-04-08 2017-03-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 7 — Providing automated trading services 2011-04-08 2017-03-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2009-07-20 2011-04-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 — Providing automated trading services 2009-07-20 2011-04-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2007-04-10 2011-04-08

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