Gregoire Adrien Clement Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregoire Adrien Clement Thomas, a licensed former licensee with CE reference AOU407. This person has 12.8 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jain Global (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-08-18 | 2026-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-04-11 | 2019-08-31 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2017-11-30 | 2019-08-31 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2017-11-30 | 2019-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-07-12 | 2017-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-07-12 | 2017-11-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-04-08 | 2017-03-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-04-08 | 2017-03-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2011-04-08 | 2017-03-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-20 | 2011-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-07-20 | 2011-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-10 | 2011-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gregoire Adrien Clement Thomas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.