Ka Wai (SFC:AOU392) Lam
林嘉惟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:AOU392) Lam (林嘉惟), a licensed former licensee with CE reference AOU392. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-22 | 2017-08-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-04-11 | 2010-09-22 |