Hau Yee Wong
王巧兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Yee Wong (王巧兒), a licensed former licensee with CE reference AOU151. This person has 0.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-22 | 2008-03-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-04-04 | 2007-06-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-04-04 | 2007-06-30 |