Yang (SFC:AOR177) Xiao
肖陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AOR177) Xiao (肖陽), a licensed former licensee with CE reference AOR177. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-02-19 | 2025-09-05 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-02-10 | 2025-09-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-01 | 2014-01-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2012-06-01 | 2014-01-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-03-06 | 2011-04-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-03-06 | 2011-04-08 |