Seung Kyu Shim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seung Kyu Shim ( ), a licensed former licensee with CE reference AOQ592. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-11-26 | 2013-11-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-11-26 | 2013-11-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2007-03-06 | 2010-04-07 |