Leslie Nai Him Tam
譚乃謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leslie Nai Him Tam (譚乃謙), CE reference AOM784. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2018-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-10-15 | 2018-10-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-15 | 2010-08-31 |
| Kai Wo Asset Management Limited 佳和資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-26 | 2009-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-01-31 | 2008-10-22 |