Leslie Nai Him Tam
譚乃謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leslie Nai Him Tam (譚乃謙), a licensed former licensee with CE reference AOM784. This person has 11.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-31 | 2018-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-10-15 | 2018-10-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-10-15 | 2010-08-31 |
| Kai Wo Asset Management Limited 佳和資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-26 | 2009-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-01-31 | 2008-10-22 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Leslie Nai Him Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chandrakant Mohanty | Kai Wo Asset Management Limited | 2009 |
| Madhav Bandepalli Kalyan | Kai Wo Asset Management Limited | 2009 |