Kaijie Tan
陳凱杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaijie Tan (陳凱杰), a licensed Representative with CE reference AOL208. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-24 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-24 | 2022-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-05-03 | 2014-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-05-03 | 2014-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-03 | 2014-09-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-01-18 | 2008-08-13 |