Yi-Ju Lin
林怡如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Ju Lin (林怡如), a licensed former licensee with CE reference AOJ451. This person has 6.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-25 | 2013-11-06 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-10 | 2013-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-23 | 2011-06-02 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-23 | 2011-06-02 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-20 | 2011-02-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-20 | 2011-02-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-28 | 2010-12-13 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-13 | 2010-10-28 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-04 | 2007-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi-Ju Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.