Franck Kim Raillot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franck Kim Raillot ( ), a licensed former licensee with CE reference AOJ295. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Voltex Asia Capital Limited |
Rep | Type 9 — Asset management | 2012-09-13 | 2019-06-30 |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-04-05 | 2012-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-01-17 | 2008-09-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2007-01-17 | 2008-09-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-01-17 | 2008-09-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2007-01-17 | 2008-09-01 |