Josephine Wai Chi Yu
余慧芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Wai Chi Yu (余慧芝), a licensed former licensee with CE reference AOJ052. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2024-05-16 | 2025-09-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2012-03-19 | 2014-05-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-01-02 | 2014-05-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-01-02 | 2014-05-24 |