Josephine Wai Chi Yu
余慧芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Wai Chi Yu (余慧芝), a licensed former licensee with CE reference AOJ052. This person has 8.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2024-05-16 | 2025-09-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2012-03-19 | 2014-05-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-01-02 | 2014-05-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-01-02 | 2014-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Josephine Wai Chi Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.