Lap Kei Shiu
蕭立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kei Shiu (蕭立基), a licensed former licensee with CE reference AOI979. This person has 11.6 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macrowaters Asia Fund Management Limited 宏水亞洲基金管理有限公司 |
RO | Type 9 - Asset management | 2021-01-26 | 2021-03-31 |
| Macrowaters Asia Fund Management Limited 宏水亞洲基金管理有限公司 |
Rep | Type 9 - Asset management | 2020-12-08 | 2021-01-26 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-14 | 2020-09-18 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-14 | 2020-09-18 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-14 | 2020-09-18 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-14 | 2020-09-18 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-14 | 2020-09-18 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-14 | 2020-09-18 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 - Asset management | 2020-04-14 | 2020-09-18 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-14 | 2020-09-18 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-19 | 2019-08-02 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-19 | 2019-08-02 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-24 | 2019-08-02 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-05 | 2016-01-22 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-07-24 | 2014-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-05 | 2014-09-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2012-09-05 | 2014-09-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2012-09-05 | 2014-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-09-05 | 2013-07-24 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2012-07-04 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-31 | 2012-07-04 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2008-05-28 | 2010-12-30 |
| MUSHK Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-28 | 2010-12-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-17 | 2008-05-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-17 | 2008-05-24 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-29 | 2007-07-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-12-29 | 2007-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Kei Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Miroslav Misha Boudny | MUSHK Limited | 2008–2010 |
| Andrew Lamont-Brown | MUSHK Limited | 2008–2010 |
| Hirohito Amano | Tokai Tokyo Securities (Asia) Limited | 2016–2019 |
| Yoshinori Go | Tokai Tokyo Securities (Asia) Limited | 2016–2019 |
| King Tai Lam | Tokai Tokyo Securities (Asia) Limited | 2016–2019 |
| Makoto Otake | MUSHK Limited | 2008–2010 |
| Nelson Ho-Wing Lee | MUSHK Limited | 2008–2010 |
| Steve Tsz Chun Chan | Tokai Tokyo Securities (Asia) Limited | 2016–2019 |
| Jody Kit Yee Chan | MUSHK Limited | 2008–2010 |
| Darren Charles Vinton | MUSHK Limited | 2008–2010 |
| Malcolm Bunn | MUSHK Limited | 2008–2010 |
| Keizo Funato | MUSHK Limited | 2008–2010 |
| Takeshi Mase | MUSHK Limited | 2008–2010 |
| Matthew Watson | MUSHK Limited | 2008–2010 |
| Dominik Maeder | MUSHK Limited | 2008–2010 |
| James Edward Pobjoy | MUSHK Limited | 2008–2010 |
| Stephen Jason Freear | MUSHK Limited | 2008–2010 |
| Edmond Hoi Tik Lam | MUSHK Limited | 2008–2010 |
| Dominic Gee Yan Chan | MUSHK Limited | 2008–2010 |
| Hau Lin Mak | MUSHK Limited | 2008–2010 |