Ivan Yiu Chung Ho
何耀宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Yiu Chung Ho (何耀宗), a licensed former licensee with CE reference AOI948. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-30 | 2024-04-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-06 | 2023-09-30 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-22 | 2018-05-24 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2016-01-28 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2014-04-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-27 | 2009-12-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-27 | 2009-12-01 |