Joshua Angell Klaczek
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Angell Klaczek ( ), a licensed former licensee with CE reference AOI867. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 9 — Asset management | 2014-12-01 | 2014-12-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2011-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-06-15 | 2011-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-06-15 | 2011-05-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-06-15 | 2010-08-26 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-03-16 | 2008-12-05 |