Sarah Sze Pui Lo
盧思蓓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Sze Pui Lo (盧思蓓), a licensed former licensee with CE reference AOE651. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-16 | 2008-09-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-11-20 | 2007-06-22 |